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THE FOLLOWING NOTICE AND DISCLAIMER MUST BE READ AND UNDERSTOOD AND YOU MUST AGREE TO THE TERMS AND CONDITIONS CONTAINED THEREIN BEFORE USING THE NBTEquitiesResearch.com WEBSITE OR SUBSCRIBING TO OUR NEWSLETTER.
NBTEquitiesResearch.com is a web-property owned and operated by NBT Capital Markets LLC. We are engaged in the business of marketing and advertising companies for monetary compensation. Questions about this website can be sent to contact@NBTEquitiesResearch.com
Please see the definition of eContent at the end of this disclaimer statement. The above mentioned website, through which this eContent is distributed, is wholly-owned by NBT Capital Markets LLC; advertising and marketing firm. The eContent generated by NBT Capital Markets LLC are paid advertisements used to generate exposure about the “featured company or companies” mentioned. Neither the information presented nor any statement or expression of opinion, or any other matter herein, directly or indirectly constitutes a representation by the publisher nor a solicitation of the purchase or sale of any securities.
PLEASE NOTE: The NBT Capital Markets LLC employees are NOT registered as an Investment Adviser in any jurisdiction whatsoever. NBT Capital Markets LLC does not endorse any opinions or recommendations regarding the materials advertised, nor does it give tax or investment advice or advocate the purchase or sale of any security or investment. All information provided in NBT Capital Markets LLC eContent that is pertaining to investing, stocks, and/or securities must be understood as information provided and not investment advice.
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NBT Capital Markets LLC receives compensation amounts as a production budget for advertising efforts and will retain amounts over and above the cost of production, copy writing services, mailing and other distribution expenses as a fee for our services. As such, our opinion is neither unbiased nor independent, and you should consider that when evaluating our statements regarding the above stated “featured companies”.
If “featured company and or companies” mentioned within NBT Capital Markets LLC eContent do not appear listed in the above compensation schedule, then it should be understood that NBT Capital Markets LLC has not been compensated, directly or indirectly, for the production and/or distribution of said eContent to its double opt-in user base. The “featured company and or companies” of this eContent that have compensated NBT Capital Markets LLC, have done so for a period of ongoing eContent coverage and digital marketing services, as stated above, which will not exceed one year.
There is no guarantee that you will earn any money using the techniques and ideas expressed in eContent distributed by NBT Capital Markets LLC. Examples in these materials are not to be interpreted as a promise or guarantee of earnings. Earning potential is entirely dependent on the person using our product/service, as well as their ideas and techniques. We do not purport this as a “get rich scheme.” any claims made of actual earnings or examples of actual results are not typical. Your level of success in attaining the results claimed in our materials depends on the time you devote to the program, ideas and techniques mentioned, your finances, knowledge, and various skills. Since these factors differ according to individuals, we cannot guarantee your success or income level, nor are we responsible for any of your actions. eContent may contain information that includes or is based upon forward-looking statements within the meaning of the securities litigation reform act of 1995. Forward-looking statements give our expectations or forecasts of future events. You can identify these statements by the fact that they do not relate strictly to historical or current facts. They use words such as “anticipate,” “estimate,” “expect,” “project,” “intend,” “plan,” “believe,” and other words and terms of similar meaning in connection with a description of potential earnings or financial performance. Any and all forward looking statements here or on any of our eContent are intended to express our opinion of earnings potential.
Many factors will be important in determining your actual results and no guarantees are made that you will achieve results similar to ours or anybody else; in fact, no guarantees are made that you will achieve any results from the ideas and techniques expressed in our eContent.
Actual results of the Company mentioned, events, and/or performance may differ materially from the Company’s disclosed forward-looking statements due to a number of important factors, and will be dependent upon a variety of factors, including, but not limited to, the company’s ability to obtain additional financing and the demand for the company’s products and/or research services. Any investment in the company would be extremely speculative and involve a high degree of risk and should not be pursued unless the investor could afford to lose their entire investment. Before investing, please review this filing, all recent and past public filings with the SEC AND consult a registered broker dealer or contact the financial industry regulatory authority (“FINRA”) for more information regarding locating a qualified party to assist prior to making an investment decision.
There is an inherent conflict of interest in our ability to remain independent or objective in our communication regarding the “featured company and or companies”, and investors are thus strongly encouraged not to use NBT Capital Markets LLC eContent to form the basis for any investment decision and should contact a registered broker prior to making an investment decision.
NBT Capital Markets LLC is not an investment bank and does not currently have an investment banking relationship with the “featured company and or companies” mentioned in this eContent, nor do we make a market, or act as principal in any of the featured company’s securities. NBT Capital Markets LLC is not an agent for the “featured company and or companies”, and any association with the “featured company and or companies” is limited to the services described herein. NBT Capital Markets LLC is not an investment broker-dealer, does not offer securities for purchase or sale, and is not licensed or qualified to provide investment advice. As such, this eContent does not constitute a solicitation or recommendation to buy or sell the securities mentioned herein.
All eContent content is based on public information derived from publicly available sources such as, but not limited to, public company filings, company news releases, and stock charts. We have not verified the accuracy of such public company information, nor do we have any obligation to update or correct any public company information for errors or misstatements, and as such readers are strongly encouraged to verify all claims by conducting their own thorough and independent research or due diligence. Factual statements made by the profiled companies are made as of the date stated and are subject to change without notice.
NBT Capital Markets LLC eContent is intended for informational purposes only. All estimates, opinions, and/or recommendations expressed therein are subject to change without notice, and we are under no requirement, nor do we intend to update any such opinions or recommendations in light of any subsequent events. There can be no assurance that our predictions, if any, will be met, or whether the assumptions/ estimates regarding the featured company’s actual business outcomes will materialize. We may not include any of our basis for such estimates and or assumptions either. It should be understood there is no guarantee that past performance will be indicative of future results. Investors should understand that trading stocks is extremely risky and may result in a total loss, and thus investors are cautioned that they may lose a portion or all of their invested capital in the “featured company and or companies” or any other company. NBT Capital Markets LLC is not liable for any investment decisions made by its readers, and neither we, nor any of our affiliates, or employees shall be liable to you or anyone else for any loss or damages resulting from the use of our eContent, or any gains or losses that may result from investing in any of the “featured companies” in our eContent. We disclaim any and all liability as to the completeness or accuracy of the information contained in our eContent, and any omissions of material facts. The Company’s mentioned in our eContent are not be suitable for all types of investors. This eContent does not take into account the investment objectives, financial situation or specific needs of any particular investor. It is strongly recommended that any purchase or sale decision be discussed with an independent licensed financial adviser prior to taking any investment action.
IMPORTANT NOTICE ON TRADING OF ILLIQUID SECURITIES:
NBT Capital Markets LLC distributes its eContent with the intention of helping the “featured company and or companies” to create public awareness of their current business and future objectives, as well as to aid in the development of a liquid trading market for the “featured company’s” securities, although there is no intent to make a market or facilitate, in any manner, the purchase and sale of the “featured company and or companies” securities. Although there is no guarantee that a liquid market will develop in the “featured company’s” securities, in the event that an active market does develop, investors should be aware that existing shareholders (controlling, or non-controlling) will be motivated to sell their shares potentially creating an oversupply scenario, under which the price of the shares is likely to experience sudden declines. At the same time, if the existing shareholder base holds shares tightly, and an active trading market develops, this may result in sudden increases in the price of the stock due to a potential under supply scenario. In any case, there can be no guarantee that the price of the stock will reflect the fundamental value of the “featured company and or companies”.
NBT Capital Markets LLC disclaims all knowledge of the “featured company and/or companies” shareholder base, capacity for liquidity, or other means or methods of enhancing public awareness.
Notice of Affiliated and Non-Affiliated Newsletters
NBT Capital Markets LLC regularly shares research, information and eContent with affiliated newsletters (“Affiliated Newsletters”) whose services have been retained to profile a “featured company or companies”.
NBT Capital Markets LLC regularly coordinates the timing of the dissemination of its eContent with Affiliated Newsletters. It is also possible that other newsletters or profiles have been created by sources we are unaware of. Viewers should take this into consideration when viewing any increased interest or demand in the “featured company or companies”.
ADDITIONAL RISK FACTORS:
(In the following section, the Company refers to the company or companies featured in the eContent). Any investment is subject to risks, including risks of the Company in which the investment is made and risks of the type of investment made. It is not possible to foresee every potential risk. Regardless, an investment in a company’s Common Stock is a highly speculative investment and involves material risk as well as immediate substantial dilution. The Common Stock should be purchased only by persons who can afford to lose their entire investment in said company. Prospective investors should consider the following:
Success Dependent on Management: A company’s success depends upon the active participation of present management. Loss of their active services could adversely affect development of the company’s business plan and the likelihood of the company’s continued operations. The time which they devote to the business affairs of the company and the skill with which they discharge their responsibilities will substantially impact the Company’s success.
Financial Burden on Investors: A great deal of all of the financial risk of the company’s business activities will be borne by the investors who purchase Common Stock in this company, while management and recent investors stand to realize substantial benefits from significant stock ownership.
Issuance of Additional Shares: The Board of Directors has the power to issue additional shares of common stock of the company, without shareholder approval. Any additional common stock of the company issued may have the effect of further diluting the interest of the Investor.
Limited Funds Available for Operations: Additional Financing Contemplated: A company’s capital may be insufficient to conduct more than limited operations. There can be no assurance such company will be successful in identifying sources of future financing or that any such financing can be obtained on terms favorable to that company. In the event that company is unsuccessful in generating operating revenues or in obtaining future financing, investors may lose all or a substantial portion of their investment.
Competition: A company must compete with other companies whose business plans and objectives are similar to those of such company. Such company may have several other companies engaged in similar businesses, some of which have substantially greater resources and longer operating histories than that company has.
Control of the Company: The directors, officers and existing shareholders of a company may beneficially own a majority of the outstanding shares of such company’s Common Stock. It is possible that the company’s Articles and By-Laws contain no cumulative voting provisions and, accordingly, the company’s existing shareholders will likely be able to elect the entire Board of Directors of that company and to direct the affairs of that company.
Non Arm’s-Length Transactions: Certain transactions may take place between a company and certain of that company’s present shareholders, officers and directors involving certain agreements and the common stock issued to them.
For more information regarding risk factors please read the Company’s SEC filings by visiting www.sec.gov and typing in the Company’s.
Definition of “eContent”
eContent refers to all Electronic Content created, distributed, and/or edited by NBT Capital Markets LLC and includes, but it is not limited to, Emails/Newsletters, Facebook updates, Twitter Tweets or Updates, any other Social Media based content, Blog Postings, Video Content, Corporate Profiles, Research Reports, Analyst Reports, PowerPoint Presentations, Corporate Videos, CEO Video Interviews, Press Releases, Banners, Google Advertising, Search Engine Advertising, Internet Advertising, Graphs, Images, Website Pages, Website text and/or web-based discussion board postings.
We encourage viewers to invest carefully and read the investor issuer information available at the web sites of the United States Securities and Exchange Commission (SEC). The SEC has launched an investor-focused website to help you invest wisely and avoid fraud at www.investor.gov and filings made by public companies can be viewed at www.sec.gov and/or the Financial Industry Regulatory Authority (FINRA) at: www.finra.org. In addition, FINRA has published information at its website on how to invest carefully at www.finra.org/Investors/index.htm
NBT Capital Markets, LLC has been has contracted with the following companies for sponsored research and investor awareness services which includes all content and coverage within NBTEquitiesResearch.com:
BarFresh Food Group, Inc.: NBT Capital Markets has been compensated $110,000 restricted stock for sponsored research and investor awareness services.
Bitzio, Inc.: NBT Capital Markets has been compensated 200,000 shares of restricted stock for sponsored research and investor awareness services.
BoldFace Group, Inc.: NBT Capital Markets has been compensated $25,000 for sponsored research and investor awareness services.
Brazil Minerals, Inc.: NBT Capital Markets has been compensated $40,000 for sponsored research and investor awareness services.
China Carbon Graphite Group, Inc.: NBT Capital Markets has been compensated 250,000 shares of restricted stock for sponsored research and investor awareness services.
Echo Automotive Inc.: NBT Capital Markets has been compensated $50,000 for sponsored research and investor awareness services.
Flux Power Holdings, Inc.: NBT Capital Markets has been compensated $20,000 for sponsored research and investor awareness services.
GlyEco, Inc.: NBT Capital Markets has been compensated 200,000 shares of restricted stock for sponsored research and investor awareness services.
IceWeb, Inc.: NBT Capital Markets has been compensated $60,000 for sponsored research and investor awareness services.
LiqTech International, Inc.: NBT Capital Markets has been compensated $50,000 for sponsored research and investor awareness services.
Luxeyard, Inc.: NBT Capital Markets has been compensated $20,000 for sponsored research and investor awareness services.
Max Sound Corp.: NBT Capital Markets has been compensated 250,000 shares of restricted stock for sponsored research and investor awareness services.
Medient Studios, Inc.: NBT Capital Markets has been compensated 225,000 shares of restricted stock for sponsored research and investor awareness services.
Mimvi, Inc.: NBT Capital Markets has been compensated one million shares of restricted stock for sponsored research and investor awareness services.
Newtek Business Services, Inc.: NBT Capital Markets has been compensated $26,000 for sponsored research and investor awareness services.
Plandai Biotechnology Inc.: NBT Capital Markets has been compensated $30,000 for sponsored research and investor awareness services.
Petrosonic Energy Inc.: NBT Capital Markets has been compensated $50,000 for sponsored research and investor awareness services.
Pulse Beverage, Inc.: NBT Capital Markets has been compensated $50,000 for sponsored research and investor awareness services.
RepliCel Life Sciences Inc.: NBT Capital Markets has been compensated 150,000 and warrants on 250,000 shares for sponsored research and investor awareness services.
University General Health System, Inc.: NBT Capital Markets has been compensated $50,000 for sponsored research and investor awareness services.
Uranerz Energy Corp.: NBT Capital Markets has been compensated $15,000 for sponsored research and investor awareness services.
VelaTel Global Communications, Inc.: NBT Capital Markets has been compensated 10 million shares of restricted stock for sponsored research and investor awareness services.
Webxu, Inc.: NBT Capital Markets has been compensated $50,000 for sponsored research and investor awareness services.
Western Graphite, Inc.: NBT Capital Markets has been compensated $35,000 for sponsored research and investor awareness services.